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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-25 |
| TX | RA | APPROVED | 2019-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Simi Valley | CA | 07/2010 | 10/2017 |
| Bank Of America, N.A. | Simi Valley | CA | 07/2010 | 10/2017 |
| Athas Capital Group Inc | Aguora Hills | CA | 10/2017 | 02/2018 |
| Nina Lending Llc | Chatsworth | CA | 02/2018 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Simi Valley | CA | 05/2019 | Present |
| Bank Of America, N.A. | Simi Valley | CA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
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