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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-15
TX RA APPROVED 2026-06-15
  • CA RA
    APPROVED
    Since 2026-06-15
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

10250 Mason Ave, Chatsworth, CA 91311 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Los Angeles CA 07/2016 05/2022
E*Trade Capital Management Llc Los Angeles CA 07/2016 05/2022
Charles Schwab & Co., Inc. Woodland Hills CA 05/2022 06/2026
Charles Schwab Bank, Ssb Woodland Hills CA 05/2022 06/2026
Wells Fargo Clearing Services, Llc Westlake Village CA 06/2026 Present
  • 07/2016 → 05/2022
    E*Trade Securities Llc
    Los Angeles, CA
  • 07/2016 → 05/2022
    E*Trade Capital Management Llc
    Los Angeles, CA
  • 05/2022 → 06/2026
    Woodland Hills, CA
  • 05/2022 → 06/2026
    Charles Schwab Bank, Ssb
    Woodland Hills, CA
  • 06/2026 → Present
    Westlake Village, CA
Previous Registrations
  • 2022-05-26 → 2026-06-27
    Woodland Hills, CA
  • 2016-07-08 → 2022-05-26
    Harrisdirect Llc
    Los Angeles, CA
    Arlington, VA
    Los Angeles, CA
  • 2012-11-14 → 2016-07-14
    Woodland Hills, CA
  • 2011-04-28 → 2012-10-26
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2011-04-28 → 2012-10-26
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
    Pasadena, CA
  • 2010-06-21 → 2010-09-20
    Chase Investment Services Corp.
    Panorama City, CA
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-17
S63 Uniform Securities Agent State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2010-06-17
  • S63 Uniform Securities Agent State Law Examination
    2008-07-01

View on SEC IAPD

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