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Ryan Francis Tominaga

Wells Fargo Clearing Services, LLC

Chatsworth, CA

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-25
CA RA APPROVED 2020-10-30
  • TX RA
    APPROVED
    Since 2022-08-25
  • CA RA
    APPROVED
    Since 2020-10-30

Branch Locations

10250 Mason Ave, Chatsworth, CA 91311 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Westlake Village CA 03/2015 09/2018
Jpmorgan Chase Bank Westlake Village CA 03/2015 09/2018
Wells Fargo Bank Na Northridge CA 09/2018 Present
Wells Fargo Clearing Services Llc Northridge CA 10/2018 Present
  • 03/2015 → 09/2018
    Jp Morgan Securities Llc
    Westlake Village, CA
  • 03/2015 → 09/2018
    Jpmorgan Chase Bank
    Westlake Village, CA
  • 09/2018 → Present
    Wells Fargo Bank Na
    Northridge, CA
  • 10/2018 → Present
    Wells Fargo Clearing Services Llc
    Northridge, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2015-05-06
  • S66 Uniform Combined State Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2015-05-06
Other Names
  • Ryan Tominaga
  • Ryan Francis Tominaga

View on SEC IAPD

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SEVADA DAVOUDI
VICTORIA ADRIENNE FRAZIER

Other Offices

CETERA INVESTMENT ADVISERS LLC · CHATSWORTH, CA
MILA CAPITAL ADVISORS, LLC · CHATSWORTH, CA
EDWARD JONES · CHATSWORTH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Chatsworth, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHATSWORTH, CA
CITIGROUP GLOBAL MARKETS INC. · Chatsworth, CA
LPL FINANCIAL LLC · CHATSWORTH, CA
LPL FINANCIAL LLC · CHATSWORTH, CA

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