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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-03 |
| WI | RA | APPROVED | 2023-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Waukesha | WI | 05/2015 | 04/2021 |
| Jpmorgan Chase Bank | Waukesha | WI | 05/2015 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Pewaukee | WI | 04/2021 | 11/2022 |
| Wells Fargo Bank, Na | Pewaukee | WI | 04/2021 | 11/2022 |
| J.P. Morgan Securities Llc | Wauwatosa | WI | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Wauwatosa | WI | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-03 |
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