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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-29 |
Branch Locations
12400 North Fwy Ci Client Management, Houston, TX 77060 • United States
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors / Aig | Houston | TX | 08/2014 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2022 | Present |
| Bank Of America, N.A. | Houston | TX | 04/2022 | Present |
I*4497266 Entity Type: For Profit Name of OBA: Luberis Asset Holdings LLC Address: Spring, Texas, 77386 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/21/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: I am submitting this request in accordance with FINRA Rule 3270 and firm policy to obtain approval to establish a single member limited liability company (LLC) for the purpose of holding and renting a residential property. I will be the sole owner and only member of the LLC. The entity is being formed solely for personal liability and asset protection purposes related to renting my primary residence. The activity will be limited to passive real estate ownership and rental and will not involve any securities related business, financial advisory services, solicitation, supervision of others, or activities that could reasonably be viewed as conflicting with my role at the firm. The property will be rented at market terms to unrelated third parties. I will not solicit firm clients, prospects, or colleagues, and I will not use any firm names, branding, systems, email, or resources in connection with this activity. No compensation will be received other than rental income. I understand and acknowledge my obligation i am the owner of my primary home, i will be renting it, but will need to put it under LLC i need to create for protection and liability
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-01 |
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