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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED_RES | 2025-10-01 |
| NJ | RA | APPROVED | 2025-09-30 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2014 | 09/2025 |
| Ameriprise Financial Services Llc | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-26 |
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