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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-18 |
| NY | RA | APPROVED | 2021-11-03 |
| NJ | RA | APPROVED | 2021-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2014 | Present |
| Jp Morgan Chase Bank | New York | NY | 10/2015 | 05/2021 |
| Jp Morgan Chase Bank | New York | NY | 05/2021 | Present |
| The American College Of Financial Services | New York | NY | 02/2022 | 07/2024 |
| Devito Property 1165 Grinnell, Llc | Roslyn Heights | NY | 08/2023 | Present |
| Whiterock Bahamas, L.L.C. | Roslyn Hts | NY | 10/2021 | Present |
| Cristom Construction Services, Inc. | Roslyn Hts | NY | 12/2019 | Present |
| Whiterock Ventures 129Th Street Llc | Roslyn Hts | NY | 02/2022 | Present |
| Devito Property Group Llc | Roslyn Hts | NY | 02/2021 | Present |
| Borgetto Cultural Assn. M.S.S. Addolorato Del Romitello, Inc. | Whitestone | NY | 02/2021 | Present |
| Whiterock Ventures 14Th Avenue Llc | Roslyn Hts | NY | 02/2022 | Present |
DeVito Property 1165 Grinnell, LLC Investment related: Y Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 Nature of the other business: Real Estate Position/Title/Relationship: Advisor/Officer Start Date: 08/03/2023 Approx # of hrs a week: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I'm an advisor of the company that owns and manages real estate property. Whiterock Bahamas, L.L.C. Investment: Y Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 Entity has business interests/property interests in the US/Bahamas. Nature of the other business: Real Estate Related Position/Title/Relationship: Advisor/Officer Start Date: 10/28/2021 Approx # of hrs a month: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I'm an advisor of the company. Entity has business interests/property interests in US/Bahamas. Cristom Construction Services, Inc. Investment :Y Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 www.cristomconstruction.com Nature of the other business: Construction Position/Title/Relationship: Advisor/Officer Start Date: 12/12/2019 Approx # of hrs a month: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I am an advisor of the company in which is involved in general contracting, construction, and real estate development. Whiterock Ventures 129th Street LLC Investment : Y Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 Nature of business: Real Estate Related Position/Title/Relationship: Advisor/Officer Start Date: 02/28/2022 Approx # of hrs a month: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I am an advisor of the company that owns and manages real estate property. I am a trustee of a trust that is an owner of the entity. DeVito Property Group LLC Investment : Y Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 Nature of the other business: Real Estate Related Position/Title/Relationship: Owner/Partner Start Date: 02/24/2021 Approx # of hrs a month: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I'm an advisor & part owner/member of the company. The purpose of the company is to be a holding company for real estate investments and other functions. BORGETTO CULTURAL ASSN. M.S.S. ADDOLORATO DEL ROMITELLO, INC. Investment related: N Address: 14-08 Clintonville Street Whitestone, NY 11357 Nature of business: Non-Profit Position/Title/Relationship: Member of executive committee/board / Advisor/Officer Start Date: 02/24/2021 Approx # of hrs 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I am a member of the executive committee/board. I participate in activities and oversee them. I perform other functions as well. It is an Italian-American, cultural, religious and social organization. Entity AKA: Borgetto Cultural Association M. SS. Addolorata del Romitello, Inc. Whiterock Ventures 14th Avenue LLC Investment :Y Address: Office Address: 99 Powerhouse Rd Suite 101 Roslyn Heights, NY 11577 Nature of business: Real Estate Related Position/Title/Relationship: Advisor/Officer Start Date: 02/28/2022 Approx # of hrs a month: 0-10 Approx # of hrs during securities trading hours: 0 Describe your duties: I am an advisor of the company that owns and manages real estate property. I am a trustee of a trust that is an owner of the entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-14 |
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