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Michael Scott Sorensen

Charles Schwab & Co., Inc.

Richfield, OH

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-08-12
  • CO RA
    APPROVED
    Since 2021-08-12

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill, Lynch Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2016 10/2017
Unemployed Aurora CO 05/2016 09/2016
T Rowe Price Colorado Springs CO 01/2019 06/2021
Project-Invictus Laborware De Osann-Monzel 10/2017 12/2018
Charles Schwab & Co., Inc. Lone Tree CO 07/2021 Present
Charles Schwab Bank, Ssb Lone Tree CO 07/2021 Present
  • 10/2016 → 10/2017
    Merrill, Lynch Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 05/2016 → 09/2016
    Unemployed
    Aurora, CO
  • 01/2019 → 06/2021
    T Rowe Price
    Colorado Springs, CO
  • 10/2017 → 12/2018
    Project-Invictus Laborware De
    Osann-Monzel
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-11
S63 Uniform Securities Agent State Law Examination 2014-10-02
  • S66 Uniform Combined State Law Examination
    2020-05-11
  • S63 Uniform Securities Agent State Law Examination
    2014-10-02
Other Names
  • Michael Scott Sorensen
  • Michael S Sorensen

View on SEC IAPD

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Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

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