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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-10 |
| TX | RA | APPROVED | 2022-10-10 |
Branch Locations
2056 Westings Ave Suite 340, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calamos Financial Services Llc | Naperville | IL | 07/2016 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 02/2017 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Naperville | IL | 10/2022 | Present |
NATIONAL ASSOCIATION OF ANOREXIA NERVOSA AND ASSOCIATED DISORDERS, INV RELATED, CHICAGO, IL, TREASURER, START 6/30/2022, 15 HOURS PER MONTH, 1 HOUR DURING TRADING, ASSISTING IN BUDGET PREPARATION. WDFC LLC, INV RELATED, NAPERVILLE, IL, FINANCIAL ADVISOR, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-23 |
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