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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-04 |
| MS | RA | APPROVED | 2026-02-12 |
| NV | RA | APPROVED | 2025-06-18 |
| IA | RA | APPROVED | 2025-01-31 |
| SC | RA | APPROVED | 2024-06-21 |
| FL | RA | APPROVED | 2024-01-19 |
| NE | RA | APPROVED | 2022-11-30 |
| GA | RA | APPROVED | 2022-07-14 |
| IN | RA | APPROVED | 2021-12-03 |
| WA | RA | APPROVED | 2021-10-07 |
| MA | RA | APPROVED | 2021-03-16 |
| PA | RA | APPROVED | 2021-02-23 |
| OK | RA | APPROVED | 2020-04-27 |
| MI | RA | APPROVED | 2019-05-29 |
| CA | RA | APPROVED | 2017-09-13 |
| OH | RA | APPROVED | 2017-06-16 |
| NC | RA | APPROVED | 2017-05-08 |
| MD | RA | APPROVED | 2017-03-21 |
| VA | RA | APPROVED | 2017-01-18 |
| MO | RA | APPROVED | 2017-01-12 |
| AZ | RA | APPROVED | 2016-06-16 |
| TX | RA | APPROVED | 2016-06-08 |
| CO | RA | APPROVED | 2016-05-23 |
| IL | RA | APPROVED | 2014-11-12 |
| WI | RA | APPROVED | 2014-11-12 |
Branch Locations
125 S Virginia St, Crystal Lake, IL 60014 • United States
5600 North River Road Suite 800, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Crystal Lake | IL | 12/2013 | Present |
| Park Ave Securities | Crystal Lake | IL | 07/2013 | Present |
| Guardian Life Insurance Company | Rosemont | IL | 07/2014 | Present |
| Park Avenue Securities, Llc | Rosemont | IL | 07/2014 | Present |
1. Independence Health & Therapy Board Position, Start: 7/21/2023, Address: 2028 N. Seminary Woodstock, IL 60098, 10 total hours per month; 2 during securities trading hours, Not investment related, No annual compensation, 2.) Power of Attorney- power of attorney for wife, Start date: 04/12/2021, Address: 204 White Oak Dr, Poplar Grove, IL 61065, 0 total hours per month; 0 during securities trading hours,, Not Investment related, No annual compensation, 3.) Crystal Lake Chamber of Commerce Board of Directors, Start Date: 7/1/2023, Address: 427 W. Virginia St., Crystal Lake, IL 60014, 4 total hours per month; 2 hours during securities trading hours, Not investment related, No annual compensation, 4) Insurance other than Guardian, Start Date: 7/9/2024, Address: 125 S. Virginia St., Crystal Lake, IL 60014, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-09 |
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