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Sarah Pirkey Knudson

Charles Schwab & Co., Inc.

Brookfield, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
WI RA APPROVED 2016-07-21
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • WI RA
    APPROVED
    Since 2016-07-21

Branch Locations

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Brookfield WI 06/2016 Present
Charles Schwab Bank Brookfield WI 06/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-21
S63 Uniform Securities Agent State Law Examination 2014-08-19
  • S65 Uniform Investment Adviser Law Examination
    2016-07-21
  • S63 Uniform Securities Agent State Law Examination
    2014-08-19
Designations
Other Names
  • Sarah Pirkey
  • Sarah Jean Pirkey

View on SEC IAPD

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Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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