Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-09
FL RA APPROVED 2024-05-02
  • TX RA
    APPROVED
    Since 2024-05-09
  • FL RA
    APPROVED
    Since 2024-05-02

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1845 East West Parkway Suite 9, Fleming Island, FL 32003 • United States

1845 Town Center Boulevard Ste 205, Fleming Island, FL 32003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaf Warner Robins GA 09/2010 09/2017
Collaborative Investment Management Boise IL 04/2016 01/2017
J.W. Cole Financial, Inc. Tampa FL 08/2017 07/2020
J.W. Cole Advisors, Inc. Tampa FL 08/2017 07/2020
Ameriprise Financial Services, Llc Orange Park FL 07/2020 05/2024
Lpl Financial Llc Fleming Island FL 05/2024 Present
  • 09/2010 → 09/2017
    Usaf
    Warner Robins, GA
  • 04/2016 → 01/2017
    Collaborative Investment Management
    Boise, IL
  • 08/2017 → 07/2020
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2017 → 07/2020
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 07/2020 → 05/2024
    Orange Park, FL
  • 05/2024 → Present
    Fleming Island, FL
Previous Registrations
Other Businesses

1) 05/01/2024 - Dennis Lott - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/01/2024 - 40 Hours Per Month- 2 Hours During Trading. 2) 01/15/2025- Dennis Lott, PA- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/14/2025- 160 Hours Per Month- 8 Hours During Trading. 3) 07/08/2025 - Strategen Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- Start date:07/15/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-05
  • S66 Uniform Combined State Law Examination
    2015-01-05
Other Names
  • Dennis Eugene Lott
  • Dennis E Lott
  • Dennis Lott

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor