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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-09 |
| FL | RA | APPROVED | 2024-05-02 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1845 East West Parkway Suite 9, Fleming Island, FL 32003 • United States
1845 Town Center Boulevard Ste 205, Fleming Island, FL 32003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaf | Warner Robins | GA | 09/2010 | 09/2017 |
| Collaborative Investment Management | Boise | IL | 04/2016 | 01/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2017 | 07/2020 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 08/2017 | 07/2020 |
| Ameriprise Financial Services, Llc | Orange Park | FL | 07/2020 | 05/2024 |
| Lpl Financial Llc | Fleming Island | FL | 05/2024 | Present |
1) 05/01/2024 - Dennis Lott - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/01/2024 - 40 Hours Per Month- 2 Hours During Trading. 2) 01/15/2025- Dennis Lott, PA- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/14/2025- 160 Hours Per Month- 8 Hours During Trading. 3) 07/08/2025 - Strategen Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- Start date:07/15/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
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