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Aaron Dash

J.P. Morgan Securities LLC

New York, NY

CRD 6364017

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-27
TX RA APPROVED 2021-03-27
  • NY RA
    APPROVED
    Since 2021-03-27
  • TX RA
    APPROVED
    Since 2021-03-27

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2014 08/2019
Bank Of America, N.A. Miami FL 11/2014 08/2019
Jpmorgan Chase Bank Na New York NY 08/2019 Present
Jpmorgan Securities Llc New York NY 08/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-30
  • S66 Uniform Combined State Law Examination
    2014-09-30
Designations
  • Certified Financial Planner
Other Names
  • Aaron Dash
  • Aaron Benjamin Dash

View on SEC IAPD

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