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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-24
  • CA RA
    APPROVED
    Since 2014-11-24

Branch Locations

1521 Higuera St Ste A, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gray & Harasym Llp San Luis Obispo CA 01/2011 Present
  • 01/2011 → Present
    Gray & Harasym Llp
    San Luis Obispo, CA
Other Businesses

Business Ownership; Gray & Harasym, LLP; Partner; Tax Preparation; 952 Mill Street, , San Luis Obispo, CA, 93401; Not Investment-Related; 01/10/2011; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
  • S66 Uniform Combined State Law Examination
    2014-11-24
Other Names
  • Mark Harasym

View on SEC IAPD

Other Firms

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