Best Investors Account Sign in

Christopher John Trinceri

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colorado Springs, CO

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
CO RA APPROVED 2011-07-15
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • CO RA
    APPROVED
    Since 2011-07-15

Branch Locations

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Colorado Springs CO 07/2011 Present
Bank Of America, N.A. Colorado Springs CO 09/2011 Present
  • 07/2011 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Colorado Springs, CO
  • 09/2011 → Present
    Bank Of America, N.A.
    Colorado Springs, CO
Previous Registrations
  • 2007-06-21 → 2011-07-18
    Edward Jones
    St Louis, MO
    Colorado Springs, CO
    Co Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-19
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2007-06-19
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.
NOVA FINANCIAL SERVICES

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO
NOVA FINANCIAL SERVICES · COLORADO SPRINGS, CO

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor