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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-09
TX RA APPROVED 2026-01-09
  • LA RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09

Branch Locations

4473 Bluebonnet Blvd Suite B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 06/2014 10/2018
Bank Of America, N.A. Baton Rouge LA 08/2016 10/2018
Wells Fargo Clearing Services Llc Baton Rouge LA 10/2018 01/2026
Wells Fargo Advisors Financial Network, Llc Baton Rouge LA 01/2026 Present
Previous Registrations
Other Businesses

FRANCO WEALTH MANAGEMENT, LLC; INV RELATED; BATON ROUGE,LA; WEALTH MANAGEMENT;100% OWNERSHIP; START DATE: 08/21/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; | SOUTHERN DELTA WEALTH MANAGEMENT, LLC ; INV RELATED;BATON ROUGE,LA; WEALTH MANAGEMENT;16% OWNERSHIP; START DATE: 01/12/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
  • S66 Uniform Combined State Law Examination
    2016-10-19

View on SEC IAPD

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