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Michael Anthony Santoro

LPl Financial LLC

Long Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-01-12
  • CA RA
    APPROVED
    Since 2015-01-12

Branch Locations

301 E Bixby Rd. 1St Flr, Long Beach, CA 90807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louis Santoro Long Beach CA 06/2010 Present
Lpl Financial, Llc Long Beach CA 07/2014 Present
  • 06/2010 → Present
    Louis Santoro
    Long Beach, CA
  • 07/2014 → Present
    Long Beach, CA
Other Businesses

1. 8/22/2019 - Michael A. Santoro Law, Inc. - Not Investment Related - 3553 Atlantic Avenue #1501, Long Beach, CA 90807 - Attorney - Started 08/01/2018 - 80 Hours Per Month/60 Hours During Securities Trading. 2. 11/19/2021 - Certified Tax and Financial Services - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer - Started 11/01/2021 - 20 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-09
  • S66 Uniform Combined State Law Examination
    2015-01-09

View on SEC IAPD

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