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Jonathan Shen

Sax Wealth Advisors, LLC

Ewing, NJ

Parsippany, NJ

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Current Employers
Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-09
  • NJ RA
    APPROVED
    Since 2023-05-09

Branch Locations

100 Charles Ewing Boulevard Suite 130, Ewing, NJ 08628 • United States

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nl Financial Alliance / National Life Ins Co Edison NJ 05/2014 05/2017
Equity Services, Inc Edison NJ 07/2014 05/2017
Jpmorgan Securities, Llc Paramus NJ 05/2017 02/2021
Jp Morgan Chase Bank Paramus NJ 05/2017 02/2021
Lpl Financial, Llc Paramus NJ 03/2021 04/2023
Private Portfolio Partners Paramus NJ 03/2021 04/2023
Sax Wealth Advisors, Llc Parsippany NJ 04/2023 Present
  • 05/2014 → 05/2017
    Nl Financial Alliance / National Life Ins Co
    Edison, NJ
  • 07/2014 → 05/2017
    Equity Services, Inc
    Edison, NJ
  • 05/2017 → 02/2021
    Jpmorgan Securities, Llc
    Paramus, NJ
  • 05/2017 → 02/2021
    Jp Morgan Chase Bank
    Paramus, NJ
  • 03/2021 → 04/2023
    Lpl Financial, Llc
    Paramus, NJ
  • 03/2021 → 04/2023
    Private Portfolio Partners
    Paramus, NJ
  • 04/2023 → Present
    Sax Wealth Advisors, Llc
    Parsippany, NJ
Previous Registrations
  • 2022-04-11 → 2023-04-14
    Private Portfolio Partners, Llc
    Paramus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-26
S63 Uniform Securities Agent State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2021-07-26
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
Designations
Other Names
  • Jonathan Shen
  • Jonathan J Shen
  • Jonathan Jermin Shen

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
SANTANDER SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
SWEETGUM LABORATORIES LLC
THE ESTATE PLANNERS GROUP
HAMILTON ASSET ADVISERS
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JOSEPH CHARLES MAIDA
Patrick Antonio Aitcheson
Lilly Chen Peng
MAGNITA KLUVITSE
MARK THOMAS OLSZAK
THOMAS JOSEPH OLSZAK
MARYANNE BOHLINGER
JOHN BARANAUSKAS

Other Offices

CETERA INVESTMENT ADVISERS LLC · EWING, NJ
SANTANDER SECURITIES LLC · Ewing, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TRENTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · EWING, NJ
CETERA INVESTMENT ADVISERS LLC · EWING, NJ
SWEETGUM LABORATORIES LLC · YARDLEY, PA
THE ESTATE PLANNERS GROUP · YARDLEY, PA
HAMILTON ASSET ADVISERS · YARDLEY, PA

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