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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
NJ RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2023-01-23
  • NJ RA
    APPROVED
    Since 2022-12-09

Branch Locations

1230 Parkway Ave, Trenton, NJ 08628 • United States

1 Washington St, Rocky Hill, NJ 08553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dayton NJ 08/2022 Present
Homemaking Princeton Junction NJ 01/2005 Present
Bank Of America, N.A. Dayton NJ 12/2022 Present
Other Businesses

*1898291, Entity Type, Rental Property 1: New Jersey, Princeton junction 08550: Investment Related: No, Sole owner, Employee Start Date: 05/01/2024No Hours: 0 No Hours during trading: 0 Duties: Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-07
  • S66 Uniform Combined State Law Examination
    2022-12-07
Other Names
  • Lilly Chen
  • Rong Chen
  • Rong Peng
  • Lily Peng

View on SEC IAPD

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