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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Trenton | NJ | 07/2006 | 11/2017 |
| Securities America, Inc. | Trenton | NJ | 11/2017 | 02/2023 |
| Securities America Advisors | Trenton | NJ | 11/2017 | 02/2023 |
| Lpl Financial | Trenton | NJ | 02/2023 | Present |
1) 01/24/2023 - Karl Cryster Financial - inv rel - Tax Prep/Accounting/CPA - Start 02/01/2023 2) -01/24/2023 - Karl Cryster Financial - inv rel - DBA for LPL Business (entity for LPL business) -at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-29 |
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