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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

855 Parkway Ave, Ewing, NJ 08618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Ewing NJ 10/1999 09/2025
Avantax Advisory Serivces Ewing NJ 12/1999 09/2025
Maida Mackler Llc Trenton NJ 01/2008 Present
Maida & Maida Llc Ewing NJ 01/2008 Present
Cetera Wealth Services, Llc Ewing NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1999 → 09/2025
    Avantax Investment Services, Inc.
    Ewing, NJ
  • 12/1999 → 09/2025
    Avantax Advisory Serivces
    Ewing, NJ
  • 01/2008 → Present
    Maida Mackler Llc
    Trenton, NJ
  • 01/2008 → Present
    Maida & Maida Llc
    Ewing, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Ewing, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-10-25 → 2025-09-05
    Avantax Advisory Services
    Ewing, NJ
Other Businesses

1) Maida & Maida, LLC 855 Parkway Ave Ewing NJ 08618 Accounting Services/Tax Preparation Owner 1/1/2008 140hrs~110hrs Chief Executive. 2) PRINCETON SENIOR RESOURCE CENTER POSITION: Trustee NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2016 ADDRESS: 101 Poor Farm Rd, Princeton NJ 08540, United States DESCRIPTION: member of Finance and Budget Committee. 3) JOHN P NUNZIATI ESTATE POSITION: Executor NATURE: Estate administration INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 11/28/2022 ADDRESS: 855 Parkway Ave., Ewing NJ 08618, United States DESCRIPTION: Gather and account for decedent's assets. prepare inheritance and estate income taxes, distribute assets as per will. 4) TRUST UNDER WILL OF JOHN P NUNZIATI POSITION: Trustee NATURE: Trustee of trust created by will of John P Nunziati for the benefit of Loretta Babuschak INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/28/2022 ADDRESS: 855 Parkway Ave., Ewing NJ 08618, United States DESCRIPTION: Pay entire net income of trust to Loretta Babuschak for her lifetime in at least quarter-annual intervals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-25
S63 Uniform Securities Agent State Law Examination 1999-09-09
  • S66 Uniform Combined State Law Examination
    2011-10-25
  • S63 Uniform Securities Agent State Law Examination
    1999-09-09
Other Names
  • Joseph Charles Maida

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