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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-03 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Durango | CO | 06/2014 | 10/2022 |
| Securities America Advisors | Durango | CO | 07/2016 | 10/2022 |
| Lpl Financial Llc | Durango | CO | 10/2022 | Present |
1-06/2014 / Clements Investment Group, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 5 HRS PER MNTH & 1 HR During Trading-5 Time Spnt Prcnt / start date:06/01/2014 / @office / Durango, CO 81303 2- 10/2022 / Legacy Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HRS PER MNTH & 8 HR During Trading-100 Time Spnt Prcnt / start date:10/03/2022 /@office / Durango, CO 81303
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-19 |
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