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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-10-27 |
| MD | RA | APPROVED | 2025-01-15 |
| SC | RA | APPROVED | 2024-02-05 |
| AR | RA | APPROVED | 2023-10-12 |
| AZ | RA | APPROVED | 2022-10-12 |
| VA | RA | APPROVED | 2022-08-12 |
| NV | RA | APPROVED | 2022-07-14 |
| TX | RA | APPROVED_RES | 2022-03-10 |
| CO | RA | APPROVED | 2021-12-02 |
| GA | RA | APPROVED | 2021-11-23 |
| FL | RA | APPROVED | 2021-11-05 |
| WA | RA | APPROVED | 2021-10-22 |
| NC | RA | APPROVED | 2021-10-01 |
| PA | RA | APPROVED | 2021-09-27 |
| CA | RA | APPROVED | 2021-09-24 |
| NJ | RA | APPROVED | 2021-09-24 |
| NY | RA | APPROVED | 2021-09-24 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
Manalapan, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | New York | NY | 01/2014 | 11/2017 |
| Park Avenue Securities | New York | NY | 02/2014 | 11/2017 |
| Mml Investors Services, Llc | New York | NY | 11/2017 | 08/2021 |
| Massmutual Life Insurance Company | New York | NY | 11/2017 | 08/2021 |
| Guardian Life Insurance Company | New York | NY | 09/2021 | Present |
| Park Avenue Securities | New York | NY | 09/2021 | Present |
| Guardian Life Insurance Company | Manalapan | NJ | 06/2024 | Present |
| Park Avenue Securities | Manalapan | NJ | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-05 |
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