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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-03 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2020-05-08 |
Branch Locations
4170 Veterans Memorial Highway, Bohemia, NY 11716 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc. | Great Neck | NY | 06/2014 | 12/2016 |
| Scottrade, Inc. | St James | NY | 12/2016 | 02/2018 |
| Td Ameritrade, Inc. | Great Neck | NY | 02/2018 | 03/2020 |
| Td Ameritrade Investment Management, Llc | Great Neck | NY | 02/2018 | 03/2020 |
| Scottrade Investment Management | St. James | NY | 01/2017 | 02/2018 |
| Td Ameritrade Investment Management, Llc | Great Neck | NY | 12/2014 | 12/2016 |
| Jpmorgan Chase Bank, N.A. | Bohemia | NY | 03/2020 | Present |
| Jp Morgan Securities, Llc | Bohemia | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-17 |
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