Akeem Kareem Allan Brooks

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Nylife Securities, Llc.
  New York, NY
• 06/2014 → Present
  New York Life Insurance Co.
  New York, NY
• 09/2024 → Present
  Eagle Strategies Llc
  New York, NY
• 03/2025 → Present
  Ascend Wealth Strategies Llc
  New York, NY

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 230 W 35th Street New York NY 10001; Start Date 03/2018; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ASCEND WEALTH STRATEGIES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (NEW YORK, NY); START DATE: 03/2025]

Exams

• S66 Uniform Combined State Law Examination
  2024-09-03
• S63 Uniform Securities Agent State Law Examination
  2017-02-24