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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| WA | RA | APPROVED | 2021-12-02 |
| CA | RA | APPROVED | 2021-11-12 |
Branch Locations
2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States
Irvine, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Newport Beach | CA | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 04/2019 |
| Morgan Stanley | Orinda | CA | 04/2021 | 10/2021 |
| Home Making | Walnut Creek | CA | 05/2019 | 04/2021 |
| Ameriprise Financial Services Llc | Mercer Island | WA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-24 |
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