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Keaton Spencer Hoppe

Cavanal Hill Investment Management, Inc.

Plano, TX

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Current Employers
Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-02-22
KS RA APPROVED 2016-12-22
MO RA APPROVED 2016-12-20
OK RA APPROVED 2016-12-20
CO RA APPROVED 2016-12-19
AR RA APPROVED 2016-12-16
NM RA APPROVED 2016-12-16
TX RA APPROVED 2014-11-21
  • AZ RA
    APPROVED
    Since 2017-02-22
  • KS RA
    APPROVED
    Since 2016-12-22
  • MO RA
    APPROVED
    Since 2016-12-20
  • OK RA
    APPROVED
    Since 2016-12-20
  • CO RA
    APPROVED
    Since 2016-12-19
  • AR RA
    APPROVED
    Since 2016-12-16
  • NM RA
    APPROVED
    Since 2016-12-16
  • TX RA
    APPROVED
    Since 2014-11-21

Branch Locations

5601 Granite Parkway 13Th Floor, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cavanal Hill Investment Management Richardson TX 06/2013 Present
Bokf, Na Richardson TX 06/2014 Present
Bok Financial Securities, Inc. Richardson TX 06/2014 Present
  • 06/2013 → Present
    Cavanal Hill Investment Management
    Richardson, TX
  • 06/2014 → Present
    Bokf, Na
    Richardson, TX
  • 06/2014 → Present
    Bok Financial Securities, Inc.
    Richardson, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-21
  • S65 Uniform Investment Adviser Law Examination
    2014-11-21
Other Names
  • Keaton Hoppe

View on SEC IAPD

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