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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-01 |
Branch Locations
628 S 10Th St, Las Vegas, NV 89101 • United States
628 S 10Th St, Las Vegas, NV 89101 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Strategies, Inc. | Lancaster | PA | 06/2014 | 10/2016 |
| Arista Wealth Management, Llc | Las Vegas | NV | 12/2016 | 03/2017 |
| Logistful, Llc | Seattle | WA | 03/2017 | 08/2017 |
| Rocky Mountain Conservancy | Estes Park | CO | 08/2017 | 11/2017 |
| Dawn Gordon Financial Advisors | Las Vegas | NV | 11/2017 | 09/2021 |
| Lincoln Financial Securities | Las Vegas | NV | 09/2021 | 05/2024 |
| Lpl Financial Llc | Las Vegas | NV | 05/2024 | Present |
1) 05/05/2024 - Dawn Gordon Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-31 |
| S65 | Uniform Investment Adviser Law Examination | 2014-05-27 |
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