Aaron Michael Horner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 10/2016
  Planning Strategies, Inc.
  Lancaster, PA
• 12/2016 → 03/2017
  Arista Wealth Management, Llc
  Las Vegas, NV
• 03/2017 → 08/2017
  Logistful, Llc
  Seattle, WA
• 08/2017 → 11/2017
  Rocky Mountain Conservancy
  Estes Park, CO
• 11/2017 → 09/2021
  Dawn Gordon Financial Advisors
  Las Vegas, NV
• 09/2021 → 05/2024
  Lincoln Financial Securities
  Las Vegas, NV
• 05/2024 → Present
  Lpl Financial Llc
  Las Vegas, NV

Previous Registrations

• 2022-05-18 → 2024-05-16
  Osaic Fs, Inc.
  Las Vegas, NV
• 2017-01-30 → 2017-03-01
  Arista Wealth Management, Llc
  Las Vegas, NV
• 2014-06-24 → 2016-10-21
  Psi Capital Management
  Lancaster, PA

Other Businesses

1) 05/05/2024 - Dawn Gordon Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2021-12-31
• S65 Uniform Investment Adviser Law Examination
  2014-05-27

Other Names

• Aaron Michael Horner
• Aaron Horner