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Luis Zabala Hines

Ubs Financial Services Inc.

New York, NY

New York, NY

CRD 6358829

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-30
CA RA APPROVED 2023-11-28
FL RA APPROVED 2023-11-27
NJ RA APPROVED 2023-11-13
NY RA APPROVED 2023-11-10
TX RA APPROVED 2023-11-10
  • NC RA
    APPROVED
    Since 2023-11-30
  • CA RA
    APPROVED
    Since 2023-11-28
  • FL RA
    APPROVED
    Since 2023-11-27
  • NJ RA
    APPROVED
    Since 2023-11-13
  • NY RA
    APPROVED
    Since 2023-11-10
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2015 01/2018
Morgan Stanley New York NY 01/2018 11/2023
Ubs Financial Services Inc. New York NY 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2015-11-20
Other Names
  • Luis Zabala
  • Luis M Zabala

View on SEC IAPD

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