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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-04-15
  • TX RA
    APPROVED
    Since 2011-04-15

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 04/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
Other Businesses

EXECUTOR IN WILL FOR FRIEND'S ESTATE. INVT RELATED, ASHBURNHAM, MA, START DATE 7/31/2024, 5 HRS PER MONTH, 0 HRS DURING TRADING. | EXECUTOR FOR BROTHER-IN-LAW; INV RELATED; COLORADO SPRINGS, CO; EXECUTOR; 02/2025; 2 HOURS PER MONTH; NONE DURING TRADING | EXECUTOR FOR SISTER; INV RELATED; COLORADO SPRINGS, CO; EXECUTOR; 02/2025; 2 HOUR PER MONTH; NONE DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-26
  • S66 Uniform Combined State Law Examination
    2006-05-26
Designations
Other Names
  • Eric Johnson

View on SEC IAPD

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