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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Ramsier Financial Services, Inc | Smithville | OH | 01/2024 | Present |
1. WAYNE COUNTY SCHOOLS CAREER CENTER - SMITHFIELD, OHIO, INVESTMENT RELATED TOPICS, 518 WEST PROSPECT STREET, SMITHVILLE, OH 44677, ADULT EDUCATION ON RETIREMENT PLANNING, START JANUARY 2015, 1 HOUR PER WEEK - MAY VARY DURING TRADING HOURS, CONDUCTS EDUCATIONAL SEMINARS. 2. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FIXED INSURANCE; START 5/2015; 4 HOURS/WEEK; VARIES DURING TRADING AND NON-TRADING HOURS; INSURANCE AGENT; SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: RAMSIER FINANCIAL SERVICES, INC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER/SECRETARY, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 5. NAME OF OTHER BUSINESS: WINGS FOR WIDOWS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROBONO FINANCIAL EDUCATION; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: PRO BONO VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: WORK WITH WIDOWS THROUGH THE FOUNDATION FOR FINANCIAL PLANNING AND DOING PRO-BONO WORK FOR THE ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-12 |
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