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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

790 E Main St, Smithville, OH 44677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramsier Financial Smithville OH 03/2000 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Bajjis Llc Smithville OH 03/2026 Present
  • 03/2000 → Present
    Ramsier Financial
    Smithville, OH
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Bajjis Llc
    Smithville, OH
Previous Registrations
  • 2001-11-16 → 2004-01-01
    Vestax Securities Corporation
    Smithville, OH
Other Businesses

(1) NAME OF OTHER BUSINESS: RAMSIER FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 40-60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (2) WAYNE COLLEGE ORRVILLE OHIO, START 05/08, 790 E MAIN ST SMITHVILLE OH 44677, 30MIN/WK, CONDUCTS EDUCATIONAL SEMINARS (3) WAYNE COUNTY COMMUNITY FOUNDATION, NOT INVESTMENT RELATED, 517 NORTH MARKET STREET, WOOSTER, OH 44691, START 6/30/2013, BOARD MEMBER, SELECTING SCHOLARSHIP AND GRANT RECIPIENTS, HELP ENDOWMENT ADHERE TO THEIR INVESTMENT POLICY STATEMENT, 1 HOUR A WEEK NOT DURING THE TRADING HOURS. (4) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY / TRUSTEE ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR FAMILY MEMBERS ; (5)NAME OF OTHER BUSINESS: APOSTOLIC CHRISTIAN HOME & APOSTOLIC CHRISTIAN VILLAGE, INVESTMENT RELATED: NO, ADDRESS: 10680 STEINER RD, RITTMAN, OH 44270, NATURE OF BUSINESS: RETIREMENT COMMUNITY, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2-3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGETS, APPROVE LARGE EXPENSES, MEET WITH DIRECTOR TO PLAN FOR FUTURE; (6) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2001; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (7) NAME OF OTHER BUSINESS: RFS HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR REAL ESTATE HOLDINGS; (8) NAME OF OTHER BUSINESS: BAJJIS LLC INVESTMENT RELATED: N ADDRESS: 7100 APPLECREEK ROAD SMITHVILLE OH 44677 NATURE OF BUSINESS: TO HOLD RENTAL PROPERTIES: COULD INCLUDE SINGLE FAMILY HOMES, MULTIPLE FAMILY UNITS, STORAGE UNITS OR COMMERCIAL PROPERTIES START DATE: 04/01/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: COLLECTION OF RENTS, WORKING WITH PROSPECTIVE TENANTS AND CONTRACTORS THAT WILL SERVICE THE FACILITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-14
  • S66 Uniform Combined State Law Examination
    2000-11-14
Designations

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