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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21

Branch Locations

790 E Main St, Smithville, OH 44677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramsier Financial Services, Inc Smithville OH 04/2016 04/2018
Cetera Advisors Llc Denver CO 04/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 04/2016 → 04/2018
    Ramsier Financial Services, Inc
    Smithville, OH
  • 04/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

NAME OF OTHER BUSINESS: HOBBY BEEKEEPER - HONEY SALES; INVESTMENT RELATED: NO; ADDRESS: 4518 E STERLING ROAD, CRESTON, OH 44217; NATURE OF BUSINESS: HONEY SALES; START DATE: 2006; POSITION/TITLE/RELATIONSHIP: OWNER / BEEKEEPER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BEEKEEPER, SELL HONEY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
  • S66 Uniform Combined State Law Examination
    2022-07-26

View on SEC IAPD

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