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Mariner Independent CRD 305418
$7.34B regulatory AUM 47 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-12-05 |
| NY | RA | APPROVED | 2022-12-05 |
Branch Locations
45 Rockefeller Plaza Suite 2000, New York, NY 10111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Parsippany | NJ | 01/2015 | 05/2017 |
| Cfs Investment Advisory Services | Totowa | NJ | 07/2017 | 11/2017 |
| Mansour Partners | Jersey City | NJ | 10/2018 | 10/2019 |
| Own Your Life Planning Llc | Prospect Park | NJ | 10/2018 | 11/2022 |
| Tapfin/Ey | Secaucus | NJ | 07/2022 | 11/2022 |
| Surepath Wealth | Prospect Park | NJ | 01/2018 | 02/2019 |
| Mariner Platform Solutions | Los Angeles | CA | 11/2022 | Present |
Catalina Vending, LLC, not investment-related, stock vending machines
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-19 |
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