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Alfred Alexander Cantilina

Mariner Independent

New York, NY

CRD 6357462

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Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-05
NY RA APPROVED 2022-12-05
  • NJ RA
    APPROVED
    Since 2022-12-05
  • NY RA
    APPROVED
    Since 2022-12-05

Branch Locations

45 Rockefeller Plaza Suite 2000, New York, NY 10111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Parsippany NJ 01/2015 05/2017
Cfs Investment Advisory Services Totowa NJ 07/2017 11/2017
Mansour Partners Jersey City NJ 10/2018 10/2019
Own Your Life Planning Llc Prospect Park NJ 10/2018 11/2022
Tapfin/Ey Secaucus NJ 07/2022 11/2022
Surepath Wealth Prospect Park NJ 01/2018 02/2019
Mariner Platform Solutions Los Angeles CA 11/2022 Present
  • 01/2015 → 05/2017
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 07/2017 → 11/2017
    Cfs Investment Advisory Services
    Totowa, NJ
  • 10/2018 → 10/2019
    Mansour Partners
    Jersey City, NJ
  • 10/2018 → 11/2022
    Own Your Life Planning Llc
    Prospect Park, NJ
  • 07/2022 → 11/2022
    Tapfin/Ey
    Secaucus, NJ
  • 01/2018 → 02/2019
    Surepath Wealth
    Prospect Park, NJ
  • 11/2022 → Present
    Mariner Platform Solutions
    Los Angeles, CA
Previous Registrations
Other Businesses

Catalina Vending, LLC, not investment-related, stock vending machines

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-19
  • S66 Uniform Combined State Law Examination
    2015-10-19
Designations
  • Certified Financial Planner
Other Names
  • Alfred A Cantilina

View on SEC IAPD

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