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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| De Noble, Austin & Company | Rock Rapids | IA | 07/2006 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1.DE NOBLE AUSTIN & COMPANY, 121 S STORY ST, ROCK RAPIDS, IA, 7/2006 AS CPA/CO-OWNER, PROVIDING TAX PREPARATION, AUDITING, PAYROLL, AND BOOKKEEPING ASSISTANCE. NIR - 40/WK - 40/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/29/17
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-23 |
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