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516 El Cerrito Plaza, El Cerrito, CA 94530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wynn Capital Management | Santa Cruz | CA | 06/2014 | 12/2016 |
| Harborlight Investments, Llc | El Cerrito | CA | 10/2016 | Present |
| Harborlight Investments, Llc | El Cerrito | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-06 |
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