Best Investors Account Sign in
Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-29
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2026-06-29
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Citi Retail Banking, Sales 436 Howe Ave, Sacramento, CA 95825 • United States

Cwm Retail, Sales 5610 Sunrise Blvd., Citrus Heights, CA 95610 • United States

Roseville, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Sacramento CA 05/2007 Present
Previous Registrations
  • 2006-03-02 → 2007-05-29
    Citicorp Investment Services
    Sacramento, CA
  • 2004-08-17 → 2006-03-01
    Raymond James Financial Services, Inc.
    Sacramento, CA
    Roseville, CA
    Sacramento, CA
  • 1999-05-11 → 2004-08-11
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-19
  • S66 Uniform Combined State Law Examination
    1999-04-19

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor