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Nicole Williams Schofield

Citigroup Global Markets Inc.

San Francisco, CA

San Rafael, CA

San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
CA RA APPROVED 2010-12-07
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • CA RA
    APPROVED
    Since 2010-12-07

Branch Locations

Citi Retail Banking 451 Montgomery Street, 2Nd Floor- Suite 200, San Francisco, CA 94104 • United States

Cwm Retail, Sales 666 3Rd St, San Rafael, CA 94901 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Jose CA 11/2010 Present
  • 11/2010 → Present
    Citigroup
    San Jose, CA
Previous Registrations
  • 2008-05-12 → 2010-10-26
    Wells Fargo Clearing Services, Llc
    Roseville, CA
    San Francisco, CA
    San Francisco, CA
    Concord, CA
    Pleasant Hill, CA
  • 2006-11-14 → 2008-03-26
    Wells Fargo Investments, Llc
    Danville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Other Names
  • Nicole Marie Williams
  • Nicole Marie Lorraine Williams
  • Nicole Marie Lorraine Williams Schofield

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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