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Carmilita Aching

Rbc Capital Markets, LLC

New York, NY

Harrison, NJ

CRD 6355012

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-29
NY RA APPROVED 2021-10-13
NJ RA APPROVED 2020-10-19
  • TX RA
    APPROVED
    Since 2022-09-29
  • NY RA
    APPROVED
    Since 2021-10-13
  • NJ RA
    APPROVED
    Since 2020-10-19

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Harrison, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na New York NY 11/2015 10/2020
Jpmorgan Securities Llc New York NY 10/2015 10/2020
Rbc Capital Markets, Llc New York NY 10/2020 Present
  • 11/2015 → 10/2020
    Jp Morgan Chase Bank Na
    New York, NY
  • 10/2015 → 10/2020
    Jpmorgan Securities Llc
    New York, NY
  • 10/2020 → Present
    New York, NY
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Self ADDRESS: 1200 Frank E Rodgers Blvd S, Apt 1128 Harrison NJ 07029 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Personal Training CAPACITY: Owner - Active START DATE: 09/01/2023 DUTIES: N/A HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-05
  • S66 Uniform Combined State Law Examination
    2016-02-05
Other Names
  • Carmilite Aching
  • Carmilita L Aching

View on SEC IAPD

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