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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-11
  • TX RA
    APPROVED
    Since 2011-03-11

Branch Locations

1322 Space Park Dr Ste A200, Houston, TX 77058 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 03/2011 03/2023
Ameriprise Financial Services, Llc La Porte TX 03/2023 Present
Previous Registrations
Other Businesses

Business Ownership; Ponchak Management, LLC; Owner; Manage Ameriprise Business; 4318 Roaring Rapids Dr, , Houston, TX, 77059; Investment-Related; 02/01/2021; 60 hours per month; 60 during trading hours. Outside Employment; Ponchak Management LLC; Owner; Manage advisory business; 4318 Roaring Rapids Dr, , Houston, TX, 77059; Investment-Related; 02/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2006-09-26

View on SEC IAPD

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