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Michael Hoare

Guggenheim Investments

New York, NY

Hawthorne, CA

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-14
IL RA APPROVED 2019-04-16
  • CA RA
    APPROVED
    Since 2024-05-14
  • IL RA
    APPROVED
    Since 2019-04-16

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Hawthorne, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mather Group, Llc Chicago IL 01/2016 02/2019
Guggenheim Funds Distributors, Llc Chicago IL 04/2019 Present
  • 01/2016 → 02/2019
    The Mather Group, Llc
    Chicago, IL
  • 04/2019 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
Previous Registrations
Other Businesses

Condo For Rental purposes; Non-investment related; 2118 St. James Ave Unit #1 Cincinnati, OH 45206; Rental Income; Partner/Owner; 10/11/2023; 1 hour per month; Zero hours; Property management and rent collection.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-09
S65 Uniform Investment Adviser Law Examination 2016-03-24
  • S63 Uniform Securities Agent State Law Examination
    2019-05-09
  • S65 Uniform Investment Adviser Law Examination
    2016-03-24
Other Names
  • Michael Joseph Hoare

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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