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Alexis A Wamsley

Morgan Stanley

Little Falls, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-16
NY RA APPROVED 2022-09-16
TX RA APPROVED 2022-09-15
  • NJ RA
    APPROVED
    Since 2022-09-16
  • NY RA
    APPROVED
    Since 2022-09-16
  • TX RA
    APPROVED
    Since 2022-09-15

Branch Locations

150 Clove Road, Little Falls, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Falls NJ 05/2016 09/2020
Morgan Stanley Little Falls NJ 09/2022 Present
Capital Group New York NY 09/2020 09/2022
  • 05/2016 → 09/2020
    Morgan Stanley
    Little Falls, NJ
  • 09/2022 → Present
    Morgan Stanley
    Little Falls, NJ
  • 09/2020 → 09/2022
    Capital Group
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-05
  • S66 Uniform Combined State Law Examination
    2017-05-05
Other Names
  • Alexis Wamsley
  • Alexis Ann Wamsley

View on SEC IAPD

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ANDREW TODD SILVERMAN
JOSEPH J GOSCIENSKI
FRANK C SENZINO
IRENE F STOLARZ
BRIAN GERARD LANGAN
ENDRE THEODORE PADY
MICHAEL JAMES KOSTECKI

Other Offices

LSMPT FINANCIAL ADVISORS, LLC · LITTLE FALLS, NJ
PNC WEALTH MANAGEMENT LLC · LITTLE FALLS, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ
CETERA INVESTMENT ADVISERS LLC · LITTLE FALLS, NJ
FIRST LIGHT WEALTH ADVISORS, LLC · LITTLE FALLS, NJ
EDWARD JONES · CLIFTON, NJ
J.P. MORGAN SECURITIES LLC · WOODLAND PARK, NJ

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