Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| NY | RA | APPROVED | 2021-08-17 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2014 | 05/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2014 | 05/2017 |
| Hsbc Bank Usa, N.A. | New York | NY | 05/2017 | 07/2021 |
| Habc Securities (Usa) Inc | New York | NY | 06/2017 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-29 |
Reach out to this advisor