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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-08-06
  • TN RA
    APPROVED
    Since 2020-08-06

Branch Locations

227 S 1St St, Union City, TN 38261-3803 • United States

2072 S 1St St, Milan, TN 38358 • United States

Trenton, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Union City TN 06/2014 03/2020
Ameriprise Financial Services, Llc Union City TN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 912 Alamo Hwy, Humboldt, TN 38343, ,; Investment-Related; 10/01/2013 / Single Family; 224 Kilzer Loop Rd, Humboldt, TN 38343, ,; Investment-Related; 09/01/2016 / Single Family; 2108 US HWY 45 Bypass S, Trenton, TN 38382, ,; Investment-Related; 05/10/2018 / Single Family; 4102 Stinson St, , Milan, TN, 38358; Investment-Related; 04/15/2021 / Single Family; 4029 Nance St, , Milan, TN, 38358; Investment-Related; 04/15/2021 / Single Family; 4013 Ragsdale Dr, , Milan, TN, 38358; Investment-Related; 04/15/2021 / Single Family; 381 Brazil Elliott Store Rd, , Trenton, TN, 38382; Not Investment-Related; 05/01/2024 / Single Family; 5029 Briarwood Cv, , Milan, TN, 38358; Investment-Related; 07/19/2024 / Single Family; 115 Hicks St, , Kenton, TN, 38233; Not Investment-Related; 11/13/2024 / Single Family; 651 Alamo Hwy, , Trenton, TN, 38382; Not Investment-Related; 12/01/2025 / Single Family; 653 Alamo Hwy, , Trenton, TN, 38382; Not Investment-Related; 09/01/2026. Business Ownership; Lawn Mowing (No official business name); Create mowing schedule, operate equipment, collect monies; Lawn Services; 381 Brazil-Elliott Store Rd, Trenton, TN 38382, ,; Not Investment-Related; 01/01/2016; 20 to 39 hours per month; 0 during trading hours / Schoonover Farms; Owner; The Leasing of Pasture Land for Raising Cattle; 224 Kilzer Loop Rd, Humboldt, TN 38343, , Humboldt, TN, 38343; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Blue Horseshoe LLC; Non-owning employee; Manage advisory business; 227 S 1st St, , Union City, TN, 38261; Investment-Related; 01/01/2025; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-29
  • S66 Uniform Combined State Law Examination
    2018-08-29

View on SEC IAPD

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