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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-13 |
| WI | RA | APPROVED | 2018-11-12 |
Branch Locations
W176N9810 Rivercrest Dr #A101, Germantown, WI 53022 • United States
New Berlin, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Egundo | CA | 07/2014 | 11/2018 |
| Lpl Financial, Llc | Germantown | WI | 11/2018 | Present |
1. 11/12/2018 - MATTHEW STERNKOPF/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED / 20%/ GERMANTOWN, WI 2. 11/12/2018 - MATT STERNKOPF FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ GERMANTOWN, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-19 |
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