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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-05-09 |
Branch Locations
W175 N11117 Stonewood Drive Suite 210, Germantown, WI 53022 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Brookfield | WI | 10/2014 | 04/2024 |
| Crg Financial Services, Inc. | Brookfield | WI | 10/2015 | 04/2024 |
| Securities America Advisors | Brookfield | WI | 09/2018 | 04/2024 |
| Lpl Financial Llc Dba Gateway Financial Partners | Brookfield | WI | 04/2024 | Present |
| Gateway Wealth Partners, Llc | Brookfield | WI | 04/2024 | Present |
1.04/05/2024; VIP Properties, LLC; Outside/W-2 Employment; Not Investment Related; Brookfield,WI; Start Date 07/01/2014; 20hrs/mth; 5hrs during trading 2.04/05/2024; CRG Services, Inc; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/01/2014; 10hrs/mth; 5hrs during trading 3.04/05/2024; Quest CE; Author; Not Investment Related; Milwaukee,WI; Start Date 01/01/2022; 5hrs/mth; hrs during trading 4.04/05/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gateway Financial Partners; Investment Related; at Reported Business Location(s); Start Date 04/01/2024; 150hrs/mth; 6hrs during trading 5.04/10/2024; (Hybrid) Gateway Wealth Partners, LLC / Gateway wealth Partners LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 04/01/2024; 150hrs/mth; 6hrs during trading; I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 04/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.08/07/2026; No legal entity/name; Other; Not Investment Related; at Reported Business Location(s); Start Date 08/01/2026; 5hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-29 |
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