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Benjamin Froyen Haddorff

LPl Financial LLC

Germantown, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
MI RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WI RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • MI RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

W175N11081 Stonewood Dr Ste 100, Germantown, WI 53022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Germantown WI 06/2004 07/2021
Various Insurance Carriers For W & R Insurance Agencies West Bend WI 09/2004 07/2021
Lpl Financial Llc Germantown WI 07/2021 Present
  • 06/2004 → 07/2021
    Waddell & Reed, Inc.
    Germantown, WI
  • 09/2004 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    West Bend, WI
  • 07/2021 → Present
    Germantown, WI
Previous Registrations
  • 2004-08-30 → 2021-07-21
    Waddell & Reed
    Germantown, WI
    Waukesha, WI
    Waukesha, WI
    Germantown, WI
    Hamden, CT
Other Businesses

1) 7/2021- BENJAMIN HADDORFF- Non-Variable Insurance- inv. related- GERMANTOWN, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-28
  • S66 Uniform Combined State Law Examination
    2004-08-28
Other Names
  • Ben Haddorff

View on SEC IAPD

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