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Brett C Mizzi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dearborn, MI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-06
TX RA APPROVED 2021-05-31
MI RA APPROVED 2021-05-12
  • NY RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2021-05-31
  • MI RA
    APPROVED
    Since 2021-05-12

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 05/2016 07/2018
Trilantic Capital Partners New York NY 07/2018 12/2020
Unemployed/ Extended Travel New York NY 12/2020 03/2021
Merrill Lynch, Pierce, Fenner & Smith Inc. New York NY 03/2021 Present
Bank Of America, N.A. New York NY 04/2021 Present
  • 05/2016 → 07/2018
    Jefferies Llc
    New York, NY
  • 07/2018 → 12/2020
    Trilantic Capital Partners
    New York, NY
  • 12/2020 → 03/2021
    Unemployed/ Extended Travel
    New York, NY
  • 03/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    New York, NY
  • 04/2021 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-20
S63 Uniform Securities Agent State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2021-04-20
  • S63 Uniform Securities Agent State Law Examination
    2016-07-14
Other Names
  • Brett C Mizzi
  • Brett Charles Mizzi

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC · Dearborn, MI
MPM WEALTH ADVISORS · DEARBORN, MI
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