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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-15 |
| NY | RA | APPROVED | 2023-08-14 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co Llc | New York | NY | 07/2016 | 06/2021 |
| Jpmorgan Securities Llc | New York | NY | 07/2023 | Present |
| New York University | New York | NY | 08/2021 | 05/2023 |
| Unemployed | Norwalk | CT | 07/2021 | 07/2021 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2023 | Present |
| Unemployed | Norwalk | CT | 06/2023 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
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