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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-14 |
| TX | RA | APPROVED | 2023-08-14 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Miami | FL | 07/2014 | 02/2022 |
| Jpmorgan Chase Bank Na | Miami | FL | 07/2014 | 02/2022 |
| Jpmorgan Chase Bank Na | New York | NY | 02/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 02/2022 | Present |
Entity Name: GWV Craddock LLC Investment related: N Address: N/A Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/06/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Investor in LLC. LLC is purchasing multi-family property in Texas." Entity Name:GWV Monty LLC Investment related: No Address:Texas Nature of the other business: Real Estate Position/ Title/ Relationship: Owner/Partner Start Date:Dec 03, 2020 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties:Investing in LLC purchasing multi-family property in TX.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
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